1.0 Company and Facility Contact Information
Contacts:
2.0 Facility Size, Scope, and Surroundings
3.0 Permits, Licenses, and Insurance (attach appropriate evidentiary documentation)
4.0 Accepted Materials (check all that apply)
5.0 Processing Methods
Method /Materials Processed
Method /Materials Processed
Method /Materials Processed
Method /Materials Processed
Method /Materials Processed
Method /Materials Processed
6.0 Environmental, Health and Safety Management System
Does the facility have a documented Environmental, Health and Safety Management System that encompasses its entire operations?
Has the facility been certified to ISO 9001, ISO 14001, OSHAS 18001, e-Stewards or R2? (Please include current certificates)
Does the company have a documented Environmental, Health and Safety policy?
How does the facility ensure compliance with applicable environmental, health and safety regulations?
7.0 Health and Safety Risks and Controls
Does the facility's health and safety training including training for new hires, temporary workers, volunteers, and permanent employees?
YesNoN/A
How often is training conducted?
How many days since the last Lost Time Injury (LTI)?
What type of health and safety monitoring programs does the facility have in place? (air quality, noise levels)
8.0 EH&S Training Programs
Has the facility conducted any of the following training programs?
9.0 Facility and Operational Controls
Does the facility have a plan for evaluating environmental, health and safety risks of new material prior to receiving it?
Describe the facility's security measures:
Describe the facility's documentation and record keeping protocols:
Does the facility maintain for at least three years commercial contracts, bills of lading or other commercially-accepteddocumentation for all transfers of equipment components and materials?
10.0 Waste Stream Management
What types of waste does the facility generate?
How does the facility handle Universal Waste items?
How does the facility handle Hazardous Waste items?
11.0 Repair and Refurbishment Operations
Does the facility refurbish, repair, and resale tested equipment?
How are functions of equipment tested and results captured?
Does the facility sell and label equipment into the 3 classifications to meet R2:2013 Clause 6C?
- Tested and Full Functions / R2 Ready for Reuse
- Tested for Key Functions / R2 Ready for Resale
- Evaluated and Non-Functioning / R2 Ready for Repair
Does the facility perform data destruction services?
Are data destruction procedures documented?
Are data destruction procedures compliant with NIST800-88?
Do employees involved in the data destruction process receive training?
Is the data destruction process validated by an independent party on a periodic basis?
Are appropriate methods maintained to verify data destruction processing?
Is equipment packaged in a sufficient manner to prevent damage?
Does the facility offer a warranty or take back program for equipment that does not meet expectations or functionality results?
12.0 Downstream Vendor Management
Does the facility evaluate downstream vendors that receive recovered material from its operations?
How is the evaluation conducted?
At what intervals are downstream vendors evaluated?
Please complete the downstream vendor management table for your facility’s operations on the following page.
12.1 Downstream Vendor Management Table
Tier 1
Tier 2
Tier 3
12.2 Downstream Vendor Agreement
VH Techworks, LLC requests that all downstream vendors receiving material that contains Focus Materials (Mercury, Circuit Boards,CRTs and CRT Glass, Polychlorinated Biphenyls (PCBs), and Batteries) agree tothe following requirements:
1. Adhere to the enclosed Focus Material Management Planfor material received from VH Techworks, LLC.
2. Maintain a documented environmental, health, and safetymanagement system.
3. Maintain a list of its environmental permits and copiesof each.
4. The downstream vendor ensures that it’s downstreamvendors that receive material as part of VH Techworks, LLC downstream recycling chain adhere to these requirements.
5. Focus Materials that are exported are transported instrict adherence to applicable legal requirements and Provision 3(a)(2) of the R2 Standard.
6. For any Focus Materials or items that contain FocusMaterials that are reused they are handled in accordance to Provision 6 of the R2 Standard.
7. The downstream vendor maintains for at least threeyears commercial contracts, bills of lading, or other commercially-accepteddocumentation for all material shipments.
Form Completed By:
Management Representative:
